-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CkiZnbfYeiVs4O8TZLiMpTRFgbx+0jrO+M5sqik7p17moRiD+XaOGRhMYQN7bTTx EDhoBUQpzGRv7ZZLW93rpA== 0000912057-02-004238.txt : 20020414 0000912057-02-004238.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-004238 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020206 GROUP MEMBERS: WHITNEY STRATEGIC PARTNERS III, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARESCIENCE INC CENTRAL INDEX KEY: 0001108782 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 232703715 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59549 FILM NUMBER: 02528814 BUSINESS ADDRESS: STREET 1: 3600 MARKET STREET 6TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19101-2649 BUSINESS PHONE: 2153879401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WHITNEY J H III LP CENTRAL INDEX KEY: 0001106243 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 177 BROAD STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2039731400 MAIL ADDRESS: STREET 1: 177 BROAD STREET CITY: STAMFORD STATE: CT ZIP: 06901 SC 13G/A 1 a2069351zsc13ga.htm SC 13G/A Prepared by MERRILL CORPORATION

 

 

UNITED STATES

SECURITIES & EXCHANGE COMMISSION

Washington D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 2)*

 

CareScience, Inc.

(Name of Issuer)

 

Common Stock, No Par Value

(Title of Class of Securities)

 

141726109

(CUSIP Number)

 

NOT APPLICABLE

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o Rule 13d-1(b)

o Rule 13d-1(c)

ý Rule 13d-1(d)

 


* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 

CUSIP No. 141726109

 

 

 

 

 1

 

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

J.H. Whitney III, L.P., a Delaware limited partnership (IRS Identification No. 06-1503280), the sole general partner of which is J.H. Whitney Equity Partners III, L.L.C., a Delaware limited liability company.  The members of J.H. Whitney Equity Partners III, L.L.C. are Peter M. Castleman, Joseph D. Carrabino, Jr., James H. Fordyce, Jeffrey R. Jay, William Laverack, Jr., Daniel J. O’Brien and Michael R. Stone.

 

 

 

  2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) o

(b) ý

 

 

 

 3

 

SEC USE ONLY

 

 

 

 4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

A Delaware limited partnership.  The sole general partner is a Delaware limited liability company whose members are individuals who are United States citizens.

 

 

 

 

Number of Shares

Beneficially Owned

By Each

Reporting Person With

 

5

SOLE VOTING POWER

2,577,831 shares of Common Stock

 

 

 

 

6

SHARED VOTING POWER

—0—

 

 

 

 

7

SOLE DISPOSITIVE POWER

2,577,831 shares of Common Stock

 

 

 

 

8

SHARED DISPOSITIVE POWER

—0—

 

 

 

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,577,831 shares of Common Stock

 

 

 

 10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

ý

 

 

 

 11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

19.85%

 

 

 

 12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

PN

 

 

 

 

 

2



 

CUSIP No. 141726109

 

 

 

 

 1

 

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Whitney Strategic Partners III, L.P., a Delaware limited partnership (IRS Identification No. 06-1503276), the sole general partner of which is J.H. Whitney Equity Partners III, L.L.C., a Delaware limited liability company.  The members of J.H. Whitney Equity Partners III, L.L.C. are Peter M. Castleman, Joseph D. Carrabino, Jr., James H. Fordyce, Jeffrey R. Jay, William Laverack, Jr., Daniel J. O’Brien and Michael R. Stone.

 

 

 

  2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) o

(b) ý

 

 

 

 3

 

SEC USE ONLY

 

 

 

 4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

A Delaware limited partnership.  The sole general partner is a Delaware limited liability company whose members are individuals who are United States citizens.

 

 

 

 

Number of Shares

Beneficially Owned

By Each

Reporting Person With

 

5

SOLE VOTING POWER

62,117 shares of Common Stock

 

 

 

 

6

SHARED VOTING POWER

—0—

 

 

 

 

7

SOLE DISPOSITIVE POWER

62,117 shares of Common Stock

 

 

 

 

8

SHARED DISPOSITIVE POWER

—0—

 

 

 

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

62,117 shares of Common Stock

 

 

 

 10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

ý

 

 

 

 11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

.48%

 

 

 

 12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

PN

 

 

 

 

 

3



 

CUSIP No. 141726109

 

 

Item 1.

 

(a)           Name of Issuer:

 

CareScience, Inc.

 

(b)           Address of Issuer’s Principal Executive Offices:

 

3600 Market Street, 6th Floor

Philadelphia, PA 19104

 

Item 2.

 

(a)           Name of Person Filing:

 

 

(i)            J.H. Whitney III, L.P. is a Delaware limited partnership.  The name of the general partner of J.H. Whitney III, L.P. is  J.H. Whitney Equity Partners III, L.L.C., a Delaware limited liability company, whose business address is 177 Broad Street, Stamford, CT 06901.  The names and business address of the members of J.H. Whitney Equity Partners III, L.L.C. are as follows:  Peter M. Castleman, Joseph D. Carrabino, Jr., James H. Fordyce, Jeffrey R. Jay, William Laverack, Jr., Daniel J. O’Brien and Michael R. Stone, the business address of each of whom is 177 Broad Street, Stamford, CT 06901.

 

(ii)           Whitney Strategic Partners III, L.P. is a Delaware limited partnership.  The name of the general partner of Whitney Strategic Partners III, L.P.is J.H. Whitney Equity Partners III, L.L.C., a Delaware limited liability company, whose business address is 177 Broad Street, Stamford, CT 06901.  The names and business address of the members of J.H. Whitney Equity Partners III, L.L.C. are  as follows:  Peter M. Castleman, Joseph D. Carrabino, Jr., James H. Fordyce, Jeffrey R. Jay, William Laverack, Jr., Daniel J. O’Brien and Michael R. Stone, the business address of each of whom is 177 Broad Street, Stamford, CT 06901.

 

(b)           Address of Principal Business Office or, if none, Residence:

 

(i)                                     J.H. Whitney III, L.P.

177 Broad Street

Stamford, CT 06901

 

(ii)                                  Whitney Strategic Partners III, L.P.

177 Broad Street

Stamford, CT 06901

 

(c)           Citizenship:

 

(i)            J.H. Whitney III, L.P. is a Delaware limited partnership.  Its general partner is a Delaware limited liability company.  All of the individual members of the general partner are citizens of the

 

 

 

4



 

CUSIP No. 141726109

 

United States.

 

(ii)           Whitney Strategic Partners III, L.P. is a Delaware limited partnership.  Its general partner is a Delaware limited liability company.  All of the individual members of the general partner are citizens of the United States.

 

(d)           Title of Class of Securities:

 

Common Stock

 

(e)           CUSIP Number:

 

141726109

 

 

Item 3.                                IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

 

(a)           o            Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o)

 

(b)           o            Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)           o            Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)           o            Investment company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(e)           o            An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)                                    o            An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)                                 o            A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)                                 o            A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)                                     o            A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)            o            Group, in accordance with §240.13d-1(b)(1)(ii)(J)

 

 

 

5



 

 

CUSIP No. 141726109

 

 

 

If this statement is filed pursuant to Rule 13d-1(c), check this box.       o

 

Item 4.           Ownership.

 

 

The following information is provided as of December 31, 2001:

 

(a)                                  Amount beneficially owned:

 

(i)                                     J.H. Whitney III, L.P. is the beneficial owner of 2,577,831 shares.(1)

 

(ii)                                  Whitney Strategic Partners III, L.P. is the beneficial owner of 62,117 shares.(1)

 

(b)                                 Percent of class:

 

(i)                                     19.85% for J.H. Whitney III, L.P.; and

 

(ii)                                  .48% for Whitney Strategic Partners III, L.P.

 

(c)                                  Number of shares as to which the person has:

 

(i)                                     Sole power to vote or to direct the vote:

 

2,577,831 shares for J.H. Whitney III, L.P.; and

 

62,117 shares for Whitney Strategic Partners III, L.P.

 

(ii)                                  Shared power to vote or to direct the vote:

 

0 shares for J.H. Whitney III, L.P.; and

 

0 shares for Whitney Strategic Partners III, L.P.

 

(iii)                               Sole power to dispose or to direct the disposition of:

 

2,577,831 shares for J.H. Whitney III, L.P.; and

 

62,117 shares for Whitney Strategic Partners III, L.P.

 

(iv)                              Shared power to dispose or to direct the disposition of:

 

0 shares for J.H. Whitney III, L.P.; and

 


(1)  Each of J.H. Whitney III, L.P. and Whitney Strategic Partners III, L.P. disclaims the existence of a group with respect to the Common Stock of the issuer, and each disclaims beneficial ownership of the shares of Common Stock owned by the other.

 

 

6



 

 

CUSIP No. 141726109

 

0 shares for Whitney Strategic Partners III, L.P.

 

Item 5.                                Ownership of Five Percent or Less of a Class.

 

Not applicable

 

Item 6.                                Ownership of More than Five Percent on Behalf of Another Person.

 

No other person has the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the securities owned by J.H. Whitney III, L.P. and Whitney Strategic Partners III, L.P.

 

Item 7.                                Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable

 

Item 8.                                Identification and Classification of members of the Group.

 

Not applicable.

 

Item 9.                                Notice of Dissolution of Group.

 

Not applicable.

 

Item 10.                         Certification.

 

Not applicable.

 

 

 

 

7



 

 

CUSIP No. 141726109

 

 

SIGNATURE

 

After reasonable inquiry and to the best of its knowledge and belief, each of  J.H. Whitney III, L.P. and Whitney Strategic Partners III, L.P. certifies that the information set forth in this statement is true, complete and correct.

 

 

February     , 2002

Date

 

 

J.H. WHITNEY III, L.P.

 

By: J.H. Whitney Equity Partners III, L.L.C.

 

By:_____________________________________

        Daniel J. O’Brien

        Managing Member

 

 

WHITNEY STRATEGIC PARTNERS III, L.P.

 

By: J.H. Whitney Equity Partners III, L.L.C.

 

By:_____________________________________

        Daniel J. O’Brien

        Managing Member

 

 

 

 

 

 

8



 

CUSIP No. 141726109

 

Exhibit A

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1 under the Securities and Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them on a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $.001 par value per share, of CareScience, Inc. and that this Agreement be included as an Exhibit to such joint filing.

 

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement this        th day of February, 2002.

 

 

 

J.H. WHITNEY III, L.P.

 

By: J.H. Whitney Equity Partners III, L.L.C.

 

By:_______________________________

        Daniel J. O’Brien

        Managing Member

 

 

WHITNEY STRATEGIC PARTNERS III, L.P.

 

By: J.H. Whitney Equity Partners III, L.L.C.

 

By:_______________________________

        Daniel J. O’Brien

        Managing Member

 

 

 

9




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